This Exam Covers the Following Topics

1. Definition and Components of Security Market
   • Introduction to the security market
   • Key components like SEBI, stock exchanges, share indices, brokers, FIIs, etc.
2. Primary and Secondary Markets
   • Differences between primary and secondary markets
   • Functions and trading mechanisms in each market
3. Stock Exchange and Its Functions
   • Definition and roles of a stock exchange
   • Examples of major stock exchanges (BSE, NSE)
4. Different Stock Exchanges in India
   • Overview of major stock exchanges like BSE, NSE, OTCEI, ISE
   • Introduction to SME exchanges like BSESME and Emerge
5. Key Players in the Stock Market
   • Roles of brokers, jobbers, market makers, and their functions
6. Regulatory Bodies
   • Role and functions of SEBI (Securities and Exchange Board of India)
   • Overview of the Forward Markets Commission (FMC)
7. Commodity Trading and Exchanges
   • Definition of commodity trading
   • Overview of major commodity exchanges in India (MCX, NCDEX, NMCE)
8. Raising Capital in the Primary Market
   • Methods of raising capital: Public Issue, Rights Issue, Private Placement
   • Key terms like ‘Greenshoe Option’
9. Important Terms in Stock Market
   • Key concepts such as Badla, Rolling Settlement, Futures, Derivatives, Dematerialization (Demat), Short Selling, Bear Market, Bull Market, etc.
10. Foreign Financial Investors and New Rules for Foreign Investment
    • Foreign institutional investors (FIIs), Qualified Foreign Investors (QFIs)
    • New rules for foreign investment in India’s security market
11. Angel Investors and QFI Scheme
    • Definition and role of angel investors
    • Overview of the Qualified Foreign Investor (QFI) scheme
12. Participatory Notes (PNs)
    • Overview of PNs, their purpose, and regulatory concerns
13. Hedge Funds and Related Concepts
    • Understanding hedge funds, their behavior, and impact on markets
14. SME Exchanges and Market Platforms
    • Purpose and functioning of SME exchanges like BSE Indo Next
    • Regulations and market dynamics involving small and medium enterprises
15. Stock Market Indices
    • Explanation of Sensex, BSE-200, BSE-500, S&P CNX-50, S&P CNX-500
    • The role of stock indices in market analysis
16. Market Terminologies and Concepts
    • Concepts such as Contango, Backwardation, Insider Trading, Spread, Kerb Dealings, etc.
    • Explanation of various market processes and terms
17. Indian Depository Receipts (IDRs)
    • Definition, purpose, and functioning of IDRs in the Indian market context

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